Cynthia
Bianchi
Senior Licensing Manager
Cynthia Bianchi, joined the firm in 2017 bringing her experience in compliance in FINRA licensing and regulatory protocols. As a dedicated contributor, Cynthia takes charge of onboarding new registered representatives, overseeing rep appointments, selling agreements with mutual Fund and Insurance companies as well as insurance licensing for both the firm and individuals. Collaborating closely with the Chief Compliance Officer (CCO), Cynthia plays a vital role in MSRB filings and annual reports, ensuring documentation and upkeep of regulatory and registration files. Simultaneously, in her part-time capacity, Cynthia thrives in her role as a soccer/baseball mom, demonstrating a commitment to both her professional and personal pursuits.
