OUR PARTNERS for clearing and custodial services
As an independent advisory business, we do not hold our clients’ assets. We work with two very well-known and trusted firms for clearing and custodial services. Lebenthal Financial Services, Inc. uses Raymond James, while Lebenthal Global Advisors, LLC uses both Raymond James and Charles Schwab.
Founded in 1962, Raymond James is one of the largest independent financial services firms in America. The firm’s more than 4,000 professionals in its St. Petersburg, Florida, headquarters provide the support and resources we need to best serve the needs of our clients. Raymond James helps support our business in many important ways: providing access to leading investment research; surrounding our team with subject matter experts on a broad range of topics; offering operational and trading support; and enabling us to access market-leading technologies.
The Charles Schwab Corporation is a bank and stock brokerage firm based in San Francisco, California. It was founded in 1971 by Charles R. Schwab. It is ranked 13th on the list of largest banks in the United States, and it is also one of the largest brokerage firms in the United States. The company offers an electronic trading platform to trade financial assets including common stocks, preferred stocks, futures contracts, exchange-traded funds, options, mutual funds and fixed income investments.
The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation.
For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up, individual responses, until after the associate obtains the appropriate registration in the applicable state. Linked sites are strictly provided as a courtesy. Lebenthal Financial Services, Inc., and its affiliates, do not guarantee, approve nor endorse the information or products available at the sites, nor do links indicate any association with or endorsement of the linked sites by Lebenthal Financial Services, Inc., and its affiliates.”
Securities offered through Lebenthal Financial Services, Member FINRA/SIPC, Headquartered at 500 North Broadway Suite #238 Jericho, NY 11753 phone: 516-349-5555. Check the background of this firm on FINRA's BrokerCheck.
The information provided on this website does not constitute an offer to sell securities in, or an offer directed to, any resident of any jurisdiction in which the Agents of Lebenthal Financial Services are not registered. All investment decisions should be made based on individual circumstances, needs and goals after a discussion with your Financial Professionals.
Investment Advisory services offered through Lebenthal Global Advisors, LLC Headquartered at 200 Parkway Drive South Suite # 200 Hauppauge, NY 11788